Curriculum Vitae                                                                                     Click here or close window to return »
Mary Ann Golin

Financial Expert

Qualifications and Industry Experience:

• 25 years industry experience as a Financial Consultant, Branch Manager, Certified Financial Planner, Certified Retirement Planning Counselor and Retirement Specialist with an unblemished CRD
• Extensive experience with resolution of customer complaints both with and without outside counsel while a manager with EF Hutton
• Significant experience as an Industry Panelist with the NASD since 1988 and Chairperson qualified since 1996 – Arbitrator No. A06410

1981-1993

13 years as a Financial Consultant and Branch Manager with EF Hutton/Shearson Lehman Bros.

1984

Attained the Certified Financial Planner Designation

1993-2001

9 years as a Financial Consultant with Prudential Securities, 6 of which were exclusively as a consultant for the ACEC (American Consulting Engineers Council).

2001-2004

3 years as a Retirement Specialist with Merrill Lynch

Accomplishments:

• Blue chip council Member for EF Hutton 1982-1983
• Member Ellis Society for EF Hutton – Distinction in Annuity and Insurance Business 1984
• Waiver granted by NYSE to take Branch Office Manager exam after only 2 years industry experience due to outstanding performance 1983
• Established written Branch Office Manager Job Description for EF Hutton Flagship Office 1983
• Received Superior internal audits in branches under management for EF Hutton/Shearson Lehman Bros 1983 -1992.
• Successfully completed Certified Financial Planning course with the University of Colorado – College for Financial Planning 1984
• Successfully completed Certified Retirement Planning Counselor designation with University of Colorado – College for Financial Planning 2001

Licenses:

• Series 3 Registered Commodities Representative
• Series 4 Registered Options Principal
• Series 7 General Securities Representative – All 50 States
• Series 8 NYSE Branch Office Manager
• Series 63 Uniform Securities Agent
• Series 65 Uniform Investment Advisor
• Life Insurance – All 50 States

Education:

• Mercy College of Detroit  - BS in Chemistry ACS Degree  1967
• Wayne State University – BA in Modern Language  1969
• Marygrove College – MEd in Educational Administration  1973
• Detroit College of Law – Attended 1973 through 1975

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